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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 601-610 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174HALCYON PARTNERS OFFSHORE LTD.142934701/10/2014D/AIndefinite$763,756,494
UBS FINANCIAL SERVICES INC.8174PEAK6 Achievement Fund Ltd.155755009/09/2013D/AIndefinite$758,833,444
UBS FINANCIAL SERVICES INC.8174Belhurst Capital Fund LLC188630912/29/2021D/AIndefinite$758,673,358
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund IV - Debt, LP178819007/02/2020D/AIndefinite$757,933,000
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL LP117806303/16/2017D/AIndefinite$757,702,109
UBS FINANCIAL SERVICES INC.8174Carlyle Global Infrastructure Opportunity Fund, L.P.169166301/19/2018D/AIndefinite$756,090,000
UBS FINANCIAL SERVICES INC.8174STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P.159394709/12/2014D/AIndefinite$753,700,000
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883410/26/2017D/AIndefinite$753,143,669
UBS FINANCIAL SERVICES INC.8174PRISMA SPECTRUM FUND LP132749802/25/2014D/AIndefinite$752,972,803
UBS FINANCIAL SERVICES INC.8174Candlewood Special Situations Fund, Ltd.146149603/21/2017D/AIndefinite$751,194,424

2,156 Results

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