Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 591-600 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	02/25/2013	D/A	Indefinite	$774,438,106
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/16/2013	D/A	Indefinite	$770,302,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/26/2021	D/A	Indefinite	$768,474,630
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/28/2022	D/A	Indefinite	$768,474,630
UBS FINANCIAL SERVICES INC.	8174	Ares European Real Estate Fund IV, L.P.	1586431	08/28/2014	D/A	Indefinite	$767,062,500
UBS FINANCIAL SERVICES INC.	8174	Gavea Fund (US) L.P.	1492042	01/16/2020	D/A	Indefinite	$766,276,223
UBS FINANCIAL SERVICES INC.	8174	Gavea Fund (US) L.P.	1492042	01/14/2021	D/A	Indefinite	$766,276,223
UBS FINANCIAL SERVICES INC.	8174	Gavea Fund (US) L.P.	1492042	01/12/2018	D/A	Indefinite	$765,776,223
UBS FINANCIAL SERVICES INC.	8174	Gavea Fund (US) L.P.	1492042	01/08/2019	D/A	Indefinite	$765,776,223
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV (Cayman), L.P.	1726276	01/30/2020	D/A	$765,128,580	$765,128,580