Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | CLEARFORK CAPITAL FUND LLC | 1393065 | 03/03/2016 | D/A | Indefinite | $927,681,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | PAULSON PARTNERS LP | 1010291 | 03/17/2016 | D/A | Indefinite | $925,801,744 |
| UBS FINANCIAL SERVICES INC. | 8174 | Manikay Onshore Fund, LP | 1443464 | 01/17/2020 | D/A | Indefinite | $920,112,169 |
| UBS FINANCIAL SERVICES INC. | 8174 | Gavea Fund (US) L.P. | 1492042 | 01/03/2023 | D/A | Indefinite | $911,376,441 |
| UBS FINANCIAL SERVICES INC. | 8174 | Gavea Fund (US) L.P. | 1492042 | 01/12/2022 | D/A | Indefinite | $908,876,441 |
| UBS FINANCIAL SERVICES INC. | 8174 | Third Point Ultra Onshore LP | 1751977 | 03/15/2023 | D/A | Indefinite | $907,317,483 |
| UBS FINANCIAL SERVICES INC. | 8174 | Nineteen77 Global Merger Arbitrage LLC | 1643062 | 02/28/2020 | D/A | Indefinite | $905,897,689 |
| UBS FINANCIAL SERVICES INC. | 8174 | SPF Securitized Products Intermediate Fund Ltd. | 1549887 | 08/10/2018 | D/A | Indefinite | $901,614,027 |
| UBS FINANCIAL SERVICES INC. | 8174 | SPF Securitized Products Fund Ltd. | 1549888 | 08/10/2018 | D/A | Indefinite | $901,614,027 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Partners II, LP | 1496174 | 10/23/2020 | D/A | Indefinite | $898,770,714 |