Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 501-510 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND PARTNERS, L.P.	913211	03/16/2018	D/A	Indefinite	$949,637,998
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	03/16/2018	D/A	Indefinite	$937,100,580
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	03/15/2019	D/A	Indefinite	$937,100,580
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	10/01/2019	D/A	Indefinite	$937,100,580
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	09/29/2020	D/A	Indefinite	$937,100,580
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA PARTNERS, LP	1557898	03/21/2019	D/A	Indefinite	$935,767,427
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P.	1593947	11/13/2014	D/A	Indefinite	$934,744,200
UBS FINANCIAL SERVICES INC.	8174	PAULSON PARTNERS LP	1010291	03/17/2017	D/A	Indefinite	$929,602,451
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/02/2015	D/A	Indefinite	$928,041,055
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/07/2015	D/A	Indefinite	$928,041,055