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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 491-500 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174MacKay Municipal California Opportunities Fund, L.P.164169305/04/2022D/AIndefinite$967,018,405
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND PARTNERS, L.P.91321103/15/2019D/AIndefinite$961,243,871
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND PARTNERS, L.P.91321110/01/2019D/AIndefinite$961,243,871
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND PARTNERS, L.P.91321109/29/2020D/AIndefinite$961,243,871
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND PARTNERS, L.P.91321109/29/2021D/AIndefinite$961,243,871
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND, L.L.C.151797204/26/2021D/AIndefinite$957,563,767
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND, L.L.C.151797204/28/2022D/AIndefinite$957,563,767
UBS FINANCIAL SERVICES INC.8174Alkeon Growth PW Partners, LP150115710/23/2020D/AIndefinite$957,543,606
UBS FINANCIAL SERVICES INC.8174Blackstone Strategic Alliance Fund II L.P.148278501/26/2011D/A$952,175,000$952,175,000
UBS FINANCIAL SERVICES INC.8174H.I.G. WHITEHORSE PRINCIPAL LENDING FUND, L.P.176094611/02/2021D/AIndefinite$949,940,181

2,156 Results

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