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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 441-450 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174O'Connor Global Fundamental Market Neutral Long/Short Ltd140397303/14/2012D/AIndefinite$1,147,327,679
UBS FINANCIAL SERVICES INC.8174CAMPBELL FUND TRUST104395104/30/2010D/AIndefinite$1,138,649,346
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Overseas Fund, Ltd.150962206/07/2019D/AIndefinite$1,137,342,329
UBS FINANCIAL SERVICES INC.8174Whitebox Multi-Strategy Fund, Ltd.146178106/29/2018D/AIndefinite$1,134,600,285
UBS FINANCIAL SERVICES INC.8174KKR Global Impact Fund II SCSp191560807/07/2022D/AIndefinite$1,120,115,000
UBS FINANCIAL SERVICES INC.8174CLEARFORK CAPITAL FUND LLC139306503/03/2017D/AIndefinite$1,113,459,000
UBS FINANCIAL SERVICES INC.8174CAMPBELL FUND TRUST104395104/16/2009D/AIndefinite$1,101,264,489
UBS FINANCIAL SERVICES INC.8174CAMPBELL FUND TRUST104395104/17/2009D/AIndefinite$1,101,264,489
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund Ltd.145800508/16/2019D/AIndefinite$1,095,000,000
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund Ltd.145800508/14/2020D/AIndefinite$1,095,000,000

2,156 Results

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