Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 431-440 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD	1403973	04/05/2017	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	07/12/2017	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	07/12/2018	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	03/01/2019	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	02/28/2020	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	03/01/2021	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal Opportunities Allocation Fund A LP	1769477	03/06/2023	D/A	Indefinite	$1,159,800,953
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, LP	1461779	08/27/2015	D/A	Indefinite	$1,158,791,249
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/07/2016	D/A	Indefinite	$1,158,534,455
UBS FINANCIAL SERVICES INC.	8174	Exchange Place LP	1623075	10/26/2017	D/A	Indefinite	$1,156,829,455