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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 421-430 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Merger Arbitrage LLC164306203/01/2021D/AIndefinite$1,172,608,864
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Fund, LP150962109/03/2019D/AIndefinite$1,171,857,072
UBS FINANCIAL SERVICES INC.8174SUVRETTA PARTNERS, LP155789803/19/2021D/AIndefinite$1,168,044,947
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund Ltd.145800508/18/2014D/AIndefinite$1,167,930,000
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Overseas Fund, Ltd.150962206/05/2020D/AIndefinite$1,166,181,383
UBS FINANCIAL SERVICES INC.8174MAVERICK FUND LTD104375903/25/2019D/AIndefinite$1,166,113,856
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397303/14/2014D/AIndefinite$1,163,277,679
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397304/17/2014D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397304/07/2015D/AIndefinite$1,163,227,679
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD140397304/07/2016D/AIndefinite$1,163,227,679

2,156 Results

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