Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 411-420 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/29/2015	D/A	Indefinite	$1,202,747,370
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners, LP	1278834	10/25/2019	D/A	Indefinite	$1,196,279,566
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth PW Partners, LP	1501157	10/22/2021	D/A	Indefinite	$1,194,516,556
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/02/2023	D/A	Indefinite	$1,191,492,244
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/03/2022	D/A	Indefinite	$1,190,692,244
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	02/25/2015	D/A	Indefinite	$1,190,682,742
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/04/2021	D/A	Indefinite	$1,188,842,244
UBS FINANCIAL SERVICES INC.	8174	H.I.G. WHITEHORSE PRINCIPAL LENDING FUND, L.P.	1760946	11/02/2022	D/A	Indefinite	$1,186,340,181
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund IV - Debt, LP	1788190	10/29/2020	D/A	Indefinite	$1,185,658,000
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	10/22/2021	D/A	Indefinite	$1,182,403,587