Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Axonic Credit Opportunities Fund, LP | 1509621 | 09/03/2020 | D/A | Indefinite | $1,226,345,072 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth PW Partners, LP | 1501157 | 10/21/2022 | D/A | Indefinite | $1,225,213,556 |
| UBS FINANCIAL SERVICES INC. | 8174 | SUVRETTA PARTNERS, LP | 1557898 | 08/26/2021 | D/A | Indefinite | $1,220,907,947 |
| UBS FINANCIAL SERVICES INC. | 8174 | MAVERICK FUND LTD | 1043759 | 03/25/2020 | D/A | Indefinite | $1,208,213,856 |
| UBS FINANCIAL SERVICES INC. | 8174 | CAMPBELL FUND TRUST | 1043951 | 04/29/2011 | D/A | Indefinite | $1,207,623,893 |
| UBS FINANCIAL SERVICES INC. | 8174 | YORK SELECT LP | 1009432 | 03/21/2019 | D/A | Indefinite | $1,205,071,706 |
| UBS FINANCIAL SERVICES INC. | 8174 | YORK SELECT LP | 1009432 | 03/23/2020 | D/A | Indefinite | $1,205,071,706 |
| UBS FINANCIAL SERVICES INC. | 8174 | YORK SELECT LP | 1009432 | 03/21/2018 | D/A | Indefinite | $1,205,067,706 |
| UBS FINANCIAL SERVICES INC. | 8174 | YORK SELECT LP | 1009432 | 03/21/2017 | D/A | Indefinite | $1,205,054,706 |
| UBS FINANCIAL SERVICES INC. | 8174 | YORK SELECT LP | 1009432 | 03/21/2016 | D/A | Indefinite | $1,203,259,706 |