Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 381-390 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	03/01/2019	D/A	Indefinite	$1,288,470,687
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	05/22/2018	D/A	Indefinite	$1,282,280,687
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	05/22/2017	D/A	Indefinite	$1,269,741,452
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/05/2017	D/A	Indefinite	$1,269,241,452
UBS FINANCIAL SERVICES INC.	8174	Exchange Place LP	1623075	10/26/2018	D/A	Indefinite	$1,266,712,216
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/29/2017	D/A	Indefinite	$1,264,302,281
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/18/2015	D/A	Indefinite	$1,260,966,389
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, Ltd.	1461781	06/27/2019	D/A	Indefinite	$1,257,351,105
UBS FINANCIAL SERVICES INC.	8174	Bain Capital Specialty Finance, Inc.	1655050	10/17/2017	D/A	Indefinite	$1,255,119,125
UBS FINANCIAL SERVICES INC.	8174	Credit Suisse Securitized Products Fund L.P.	1549885	05/13/2016	D/A	Indefinite	$1,251,562,100