Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 371-380 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	03/01/2021	D/A	Indefinite	$1,316,021,287
UBS FINANCIAL SERVICES INC.	8174	ATLAS ENHANCED FUND, LTD	1509211	10/31/2014	D/A	Indefinite	$1,315,010,052
UBS FINANCIAL SERVICES INC.	8174	P2 Brasil Private Infrastructure Fund III, L.P.	1593372	01/11/2016	D/A	Indefinite	$1,314,389,000
UBS FINANCIAL SERVICES INC.	8174	Ares European Real Estate Fund IV, L.P.	1586431	01/07/2015	D/A	Indefinite	$1,304,801,383
UBS FINANCIAL SERVICES INC.	8174	Carlyle Global Infrastructure Opportunity Fund, L.P.	1691663	01/18/2019	D/A	Indefinite	$1,300,557,000
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/27/2019	D/A	Indefinite	$1,300,078,449
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	02/28/2020	D/A	Indefinite	$1,297,765,287
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	02/25/2014	D/A	Indefinite	$1,292,845,616
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/28/2018	D/A	Indefinite	$1,290,063,664
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA PARTNERS, LP	1557898	08/25/2022	D/A	Indefinite	$1,288,815,397