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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 361-370 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha WM LLC140397203/01/2023D/AIndefinite$1,359,143,561
UBS FINANCIAL SERVICES INC.8174MacKay Municipal Opportunities HL Fund, LP170010003/12/2021D/AIndefinite$1,358,022,742
UBS FINANCIAL SERVICES INC.8174CAMPBELL FUND TRUST104395104/24/2012D/AIndefinite$1,353,374,275
UBS FINANCIAL SERVICES INC.8174Nineteen77 Global Multi-Strategy Alpha WM LLC140397203/01/2022D/AIndefinite$1,350,657,787
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Fund, LP150962109/02/2022D/AIndefinite$1,348,756,510
UBS FINANCIAL SERVICES INC.8174KKR Global Impact Fund II SCSp191560810/25/2022D/AIndefinite$1,338,928,800
UBS FINANCIAL SERVICES INC.8174LINDEN INVESTORS LP131097209/04/2020D/AIndefinite$1,331,456,430
UBS FINANCIAL SERVICES INC.8174ATLAS ENHANCED FUND LP142689410/30/2015D/AIndefinite$1,320,929,372
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Fund, LP150962109/03/2021D/AIndefinite$1,317,683,210
UBS FINANCIAL SERVICES INC.8174DOUBLE BLACK DIAMOND, L.P.105635203/14/2014D/AIndefinite$1,316,081,326

2,156 Results

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