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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 351-360 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund Ltd.145800508/18/2016D/AIndefinite$1,440,222,947
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund Ltd.145800508/18/2017D/AIndefinite$1,440,222,947
UBS FINANCIAL SERVICES INC.8174Amber Global Opportunities Fund Ltd.145800508/17/2018D/AIndefinite$1,440,222,947
UBS FINANCIAL SERVICES INC.8174MacKay Municipal Opportunities HL Fund, LP170010003/14/2023D/AIndefinite$1,438,418,350
UBS FINANCIAL SERVICES INC.8174MacKay Municipal Opportunities HL Fund, LP170010003/14/2022D/AIndefinite$1,420,353,850
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund IV - Debt, LP178819011/18/2020D/AIndefinite$1,407,298,000
UBS FINANCIAL SERVICES INC.8174Whitebox Multi-Strategy Fund, Ltd.146178106/26/2020D/AIndefinite$1,405,793,300
UBS FINANCIAL SERVICES INC.8174TCV XII, L.P.191205306/12/2023D/AIndefinite$1,402,055,000
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund III - Debt, LP165483402/10/2017D/AIndefinite$1,391,761,000
UBS FINANCIAL SERVICES INC.8174Graham Absolute Return Ltd.159336403/29/2019D/AIndefinite$1,360,796,407

2,156 Results

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