Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | AG SUPER FUND LP | 901259 | 04/03/2020 | D/A | Indefinite | $1,503,156,125 |
| UBS FINANCIAL SERVICES INC. | 8174 | MacKay Municipal Credit Opportunities HL Fund, L.P. | 1700102 | 04/11/2023 | D/A | Indefinite | $1,500,660,944 |
| UBS FINANCIAL SERVICES INC. | 8174 | Highbridge Capital L P | 1327788 | 03/03/2010 | D/A | Indefinite | $1,480,628,777 |
| UBS FINANCIAL SERVICES INC. | 8174 | Whitebox Multi-Strategy Fund, LP | 1461779 | 03/09/2016 | D/A | Indefinite | $1,473,312,094 |
| UBS FINANCIAL SERVICES INC. | 8174 | Sola I | 1421751 | 03/31/2017 | D/A | Indefinite | $1,473,155,569 |
| UBS FINANCIAL SERVICES INC. | 8174 | Whitebox Multi-Strategy Fund, Ltd. | 1461781 | 06/27/2022 | D/A | Indefinite | $1,466,435,275 |
| UBS FINANCIAL SERVICES INC. | 8174 | Graham Absolute Return Trading Ltd. | 1593406 | 03/29/2019 | D/A | Indefinite | $1,465,625,675 |
| UBS FINANCIAL SERVICES INC. | 8174 | MacKay Municipal Credit Opportunities HL Fund, L.P. | 1700102 | 04/11/2022 | D/A | Indefinite | $1,464,025,317 |
| UBS FINANCIAL SERVICES INC. | 8174 | Sola I | 1421751 | 03/31/2016 | D/A | Indefinite | $1,456,489,836 |
| UBS FINANCIAL SERVICES INC. | 8174 | Whitebox Multi-Strategy Fund, Ltd. | 1461781 | 06/25/2021 | D/A | Indefinite | $1,443,135,275 |