Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 301-310 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Riverview Liquid Markets Fund II LP	1293728	03/28/2016	D/A	Indefinite	$1,675,843,088
UBS FINANCIAL SERVICES INC.	8174	Riverview Liquid Markets Fund II LP	1293728	03/28/2017	D/A	Indefinite	$1,675,843,088
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/15/2021	D/A	Indefinite	$1,654,866,194
UBS FINANCIAL SERVICES INC.	8174	Starboard Value & Opportunity Fund LP	1430825	10/01/2021	D/A	Indefinite	$1,636,850,585
UBS FINANCIAL SERVICES INC.	8174	Bain Capital Specialty Finance, Inc.	1655050	10/17/2018	D/A	Indefinite	$1,632,067,243
UBS FINANCIAL SERVICES INC.	8174	COLI VUL-7 SERIES ACCOUNT	1157174	02/07/2020	D/A	Indefinite	$1,629,409,055
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Ltd.	1593364	03/30/2020	D/A	Indefinite	$1,616,395,324
UBS FINANCIAL SERVICES INC.	8174	Brevan Howard Alpha Strategies Fund, L.P.	1750653	08/02/2022	D/A	Indefinite	$1,612,102,800
UBS FINANCIAL SERVICES INC.	8174	Brevan Howard Alpha Strategies Fund, L.P.	1750653	08/02/2022	D/A	Indefinite	$1,612,102,800
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	03/07/2023	D/A	Indefinite	$1,601,535,826