Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 291-300 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Schonfeld Fundamental Equity Fund LLC	1673825	05/09/2023	D/A	Indefinite	$1,724,875,376
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/13/2017	D/A	Indefinite	$1,723,614,225
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, LP	1461779	06/29/2017	D/A	Indefinite	$1,722,361,456
UBS FINANCIAL SERVICES INC.	8174	DOUBLE BLACK DIAMOND, L.P.	1056352	03/16/2015	D/A	Indefinite	$1,721,684,274
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Master Fund Ltd.	1537954	08/10/2018	D/A	Indefinite	$1,712,350,208
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Master Fund Ltd.	1537954	08/10/2018	D/A	Indefinite	$1,712,350,208
UBS FINANCIAL SERVICES INC.	8174	Pretium Residential Credit Fund II, LP	1816955	04/15/2022	D/A	Indefinite	$1,700,030,000
UBS FINANCIAL SERVICES INC.	8174	COLI VUL-7 SERIES ACCOUNT	1157174	02/05/2021	D/A	Indefinite	$1,697,652,346
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Trading Ltd.	1593406	03/30/2020	D/A	Indefinite	$1,681,021,496
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Liquid Markets Fund II LP	1293728	03/27/2015	D/A	Indefinite	$1,675,843,088