Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 727136 | 03/15/2021 | D/A | Indefinite | $1,794,596,507 |
| UBS FINANCIAL SERVICES INC. | 8174 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 727136 | 03/09/2022 | D/A | Indefinite | $1,786,273,548 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 02/25/2015 | D/A | Indefinite | $1,785,508,381 |
| UBS FINANCIAL SERVICES INC. | 8174 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 727136 | 03/11/2020 | D/A | Indefinite | $1,778,056,498 |
| UBS FINANCIAL SERVICES INC. | 8174 | Graham Absolute Return Ltd. | 1593364 | 03/30/2021 | D/A | Indefinite | $1,770,685,324 |
| UBS FINANCIAL SERVICES INC. | 8174 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 727136 | 03/08/2019 | D/A | Indefinite | $1,768,838,698 |
| UBS FINANCIAL SERVICES INC. | 8174 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 727136 | 03/12/2018 | D/A | Indefinite | $1,749,077,152 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG SUPER FUND LP | 901259 | 04/09/2014 | D/A | Indefinite | $1,747,667,253 |
| UBS FINANCIAL SERVICES INC. | 8174 | Solus LLC | 1229130 | 03/31/2017 | D/A | Indefinite | $1,737,562,962 |
| UBS FINANCIAL SERVICES INC. | 8174 | Clearisle Capital Fund LLC | 1787424 | 10/20/2021 | D/A | Indefinite | $1,728,037,902 |