Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Exchange Place LP | 1623075 | 10/28/2019 | D/A | Indefinite | $2,103,335,494 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/29/2017 | D/A | Indefinite | $2,089,215,217 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG SUPER FUND LP | 901259 | 04/02/2019 | D/A | Indefinite | $2,063,792,050 |
| UBS FINANCIAL SERVICES INC. | 8174 | Strategic Partners Offshore Fund VII, L.P. | 1653746 | 07/25/2016 | D/A | Indefinite | $2,036,580,199 |
| UBS FINANCIAL SERVICES INC. | 8174 | Graham Absolute Return Trading Ltd. | 1593406 | 03/24/2022 | D/A | Indefinite | $2,028,338,469 |
| UBS FINANCIAL SERVICES INC. | 8174 | Whitebox Multi-Strategy Fund, LP | 1461779 | 06/29/2018 | D/A | Indefinite | $2,018,807,688 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/29/2016 | D/A | Indefinite | $2,014,616,874 |
| UBS FINANCIAL SERVICES INC. | 8174 | CAMPBELL FUND TRUST | 1043951 | 05/20/2014 | D/A | Indefinite | $2,011,214,074 |
| UBS FINANCIAL SERVICES INC. | 8174 | LINDEN INVESTORS LP | 1310972 | 09/02/2022 | D/A | Indefinite | $2,000,139,680 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Partners, LP | 1278834 | 10/23/2020 | D/A | Indefinite | $1,994,280,122 |