Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 231-240 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Blue Mountain Credit Alternatives Fund L.P.	1547901	07/15/2016	D/A	Indefinite	$2,182,854,511
UBS FINANCIAL SERVICES INC.	8174	CLEARFORK CAPITAL FUND LLC	1393065	03/13/2020	D/A	Indefinite	$2,177,729,000
UBS FINANCIAL SERVICES INC.	8174	Blackstone / GSO Secured Trust Ltd	1494181	06/22/2015	D/A	Indefinite	$2,161,256,015
UBS FINANCIAL SERVICES INC.	8174	Blackstone / GSO Secured Trust Ltd	1494181	06/19/2015	D/A	Indefinite	$2,161,246,015
UBS FINANCIAL SERVICES INC.	8174	MACKAY MUNICIPAL OPPORTUNITIES FUND LP	1432468	01/05/2018	D/A	Indefinite	$2,152,944,319
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, LP	1461779	06/27/2019	D/A	Indefinite	$2,147,923,232
UBS FINANCIAL SERVICES INC.	8174	LINDEN INVESTORS LP	1310972	09/03/2021	D/A	Indefinite	$2,131,760,765
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	09/27/2019	D/A	Indefinite	$2,108,835,640
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, LP	1461779	07/22/2016	D/A	Indefinite	$2,105,819,199
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	09/28/2018	D/A	Indefinite	$2,104,068,581