Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Clearisle Capital Fund LLC | 1787424 | 04/20/2020 | D/A | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Clearisle Capital Fund LLC | 1787424 | 05/05/2020 | D/A | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | CD&R Fund XI (iCapital), L.P. | 1805125 | 04/07/2020 | D/A | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Clearisle Capital Fund LLC | 1787424 | 07/08/2020 | D/A | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Belhurst Capital Fund LLC | 1886309 | 10/07/2021 | D/A | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Owl Rock Technology Income Corp. iCapital Offshore Access Fund SPC | 1928202 | 06/06/2023 | D/A | Indefinite | $0 |