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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,141-2,150 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AIS Select - Quantitative Strategies Ltd155574808/11/2014D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174OrbiMed Asia Partners III, L.P.168509303/01/2017D/A$450,000,000$0
UBS FINANCIAL SERVICES INC.8174Crestline Offshore Fund, Ltd.116258506/22/2017D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Belgard Capital Fund LLC175257211/30/2018D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174JANA Impact Capital Fund, L.P.172835101/11/2019D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174JANA Impact Capital Offshore Fund, Ltd.172835301/11/2019D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Clearisle Capital Fund LLC178742411/20/2019D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Rise Fund II (iCapital), L.P.176708802/05/2020D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Clearisle Capital Fund LLC178742402/20/2020D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Clearisle Capital Fund LLC178742402/20/2020D/AIndefinite$0

2,156 Results

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