Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,131-2,140 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/06/2017	D/A	$355,617	$296,348
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/14/2016	D/A	$336,615	$280,513
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/21/2015	D/A	$309,205	$257,671
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/20/2016	D/A	$309,205	$257,671
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/05/2015	D/A	$282,380	$235,317
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL INVESTORS LTD	1456210	03/15/2011	D/A	Indefinite	$102,339
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/06/2017	D/A	$119,718	$99,765
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, Ltd.	1485624	03/15/2010	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	BELVEDERE CAPITAL FUND CO LLC	1035602	03/06/2012	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	AIS Select - Quantitative Strategies Ltd	1555748	08/09/2013	D/A	Indefinite	$0