Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,121-2,130 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/27/2013	D/A	$1,634,718	$662,265
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/15/2014	D/A	$794,719	$662,265
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/03/2015	D/A	$794,719	$662,265
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/21/2017	D/A	$673,231	$561,026
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund Ltd	1669286	04/25/2019	D/A	Indefinite	$500,000
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund Ltd	1669286	04/27/2020	D/A	Indefinite	$500,000
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund Ltd	1669286	04/27/2021	D/A	Indefinite	$500,000
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund Ltd	1669286	04/27/2022	D/A	Indefinite	$500,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/11/2016	D/A	$564,762	$470,635
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/19/2017	D/A	$538,071	$448,393