Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,111-2,120 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	KKR North America Fund XIII Private Investors (Electing) L.P.	1854219	08/02/2021	D/A	Indefinite	$2,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/31/2011	D/A	$3,047,842	$1,839,868
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/19/2010	D/A	$3,691,943	$1,538,309
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	03/07/2012	D/A	Indefinite	$1,355,144
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/25/2017	D/A	$1,367,882	$1,139,902
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P.	1558965	11/13/2012	D/A	Indefinite	$1,095,000
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P.	1558965	12/17/2012	D/A	Indefinite	$1,095,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/31/2016	D/A	$1,000,348	$833,624
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	07/15/2015	D/A	Indefinite	$800,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/23/2017	D/A	$847,143	$705,953