Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,101-2,110 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/21/2014	D/A	$6,454,761	$2,121,333
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/12/2014	D/A	$2,545,600	$2,121,333
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/22/2010	D/A	$5,040,000	$2,100,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/27/2013	D/A	$3,330,799	$2,075,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/13/2014	D/A	$3,330,799	$2,075,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/09/2015	D/A	$2,490,799	$2,075,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/12/2016	D/A	$2,490,800	$2,075,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/23/2017	D/A	$2,490,800	$2,075,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/22/2010	D/A	$4,964,743	$2,068,643
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VL 295	1838750	04/29/2022	D/A	Indefinite	$2,000,000