Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,091-2,100 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VL 295	1838750	04/12/2023	D/A	Indefinite	$3,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/26/2016	D/A	$3,435,258	$2,862,715
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	07/15/2015	D/A	Indefinite	$2,800,000
UBS FINANCIAL SERVICES INC.	8174	Rethink Impact, LP	1665098	05/23/2016	D/A	Indefinite	$2,750,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/30/2012	D/A	$4,125,518	$2,737,932
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/28/2013	D/A	$4,125,518	$2,737,932
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/12/2015	D/A	$3,182,000	$2,651,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/07/2015	D/A	$3,000,026	$2,500,022
UBS FINANCIAL SERVICES INC.	8174	O'Connor US Equities Long/Short Select Ltd	1618845	10/26/2015	D/A	Indefinite	$2,250,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	09/26/2013	D/A	$3,181,999	$2,121,333