Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,081-2,090 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'Connor US Equities Long/Short Select Ltd	1618845	10/26/2016	D/A	Indefinite	$3,615,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 US Equities Long/Short Select Ltd	1618845	07/12/2017	D/A	Indefinite	$3,615,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/04/2017	D/A	$4,200,002	$3,500,002
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/01/2011	D/A	$6,108,773	$3,498,772
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/12/2022	D/A	Indefinite	$3,380,587
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/10/2020	D/A	Indefinite	$3,315,145
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/12/2023	D/A	Indefinite	$3,205,216
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/24/2016	D/A	$3,818,400	$3,182,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/04/2016	D/A	$3,697,226	$3,081,022
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/10/2015	D/A	$3,620,389	$3,016,991