Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,061-2,070 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	KKR North America Fund XIII Private Investors (Electing) L.P.	1854219	02/08/2022	D/A	Indefinite	$5,000,000
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - Plan Asset Allocation LP	1486691	11/12/2010	D/A	$1,000,000,000	$4,850,000
UBS FINANCIAL SERVICES INC.	8174	NB Crossroads 2010 Fund - Plan Asset Allocation LP	1486691	11/12/2010	D/A	$1,000,000,000	$4,850,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	02/22/2022	D/A	Indefinite	$4,700,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Master LP	1405016	02/17/2023	D/A	Indefinite	$4,700,000
UBS FINANCIAL SERVICES INC.	8174	Beldore Capital Fund LLC	1404013	11/06/2017	D/A	Indefinite	$4,499,482
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/14/2014	D/A	$6,274,503	$4,328,753
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/10/2018	D/A	Indefinite	$4,320,435
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/22/2017	D/A	$4,980,986	$4,150,822
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/19/2017	D/A	$4,980,986	$4,150,822