Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 2,021-2,030 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	09/26/2013	D/A	$10,169,798	$7,124,832
UBS FINANCIAL SERVICES INC.	8174	NB STRATEGIC CO-INVESTMENT CAYMAN PARTNERS II-B LP	1557792	02/15/2013	D/A	Indefinite	$7,050,000
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	03/02/2017	D/A	Indefinite	$7,037,697
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2014	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2015	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/28/2016	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/28/2017	D/A	Indefinite	$7,007,559
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2013	D/A	Indefinite	$6,919,907
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/12/2015	D/A	$8,252,763	$6,877,303
UBS FINANCIAL SERVICES INC.	8174	Terrapin Offshore Fund of Funds SLV, Ltd.	1470109	06/30/2014	D/A	Indefinite	$6,682,756