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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,971-1,980 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Lighthouse Multi-Strategy Fund Ltd149781002/25/2013D/AIndefinite$14,447,181
UBS FINANCIAL SERVICES INC.8174Portfolio Advisors Private Equity Fund 2012, L.P.155899503/13/2013D/AIndefinite$14,300,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501603/08/2013D/AIndefinite$14,300,000
UBS FINANCIAL SERVICES INC.8174LionHedge Paulson Advantage Plus Fund Ltd.146684606/20/2011D/AIndefinite$14,177,584
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501603/07/2014D/AIndefinite$14,000,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501603/06/2015D/AIndefinite$14,000,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501603/07/2016D/AIndefinite$14,000,000
UBS FINANCIAL SERVICES INC.8174STRATEGIC COMMODITIES FUND III LLC145715002/18/2010D/AIndefinite$13,816,472
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/03/2015D/AIndefinite$13,750,170
UBS FINANCIAL SERVICES INC.8174Terrapin Fund of Funds SLV, LLC147010806/30/2014D/AIndefinite$13,341,059

2,156 Results

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