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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,961-1,970 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174O'Connor US Equities Long/Short Select LLC156255211/19/2014D/AIndefinite$15,771,458
UBS FINANCIAL SERVICES INC.8174O'Connor US Equities Long/Short Select LLC156255212/11/2014D/AIndefinite$15,771,458
UBS FINANCIAL SERVICES INC.8174CLEARFORK CAPITAL FUND LLC139306503/06/2012D/AIndefinite$15,600,250
UBS FINANCIAL SERVICES INC.8174Voyager Global Master Fund, L.P.125937302/16/2018D/AIndefinite$15,540,222
UBS FINANCIAL SERVICES INC.8174Voyager Global Master Fund, L.P.125937302/15/2019D/AIndefinite$15,540,222
UBS FINANCIAL SERVICES INC.8174NB Crossroads 2010 Fund - Institutional Asset Allocation LP149618007/01/2011D/AIndefinite$15,000,000
UBS FINANCIAL SERVICES INC.8174Crestline Partners, L.P.106133506/22/2017D/AIndefinite$14,979,991
UBS FINANCIAL SERVICES INC.8174Gargoyle Hedged Value (CI) Fund Ltd.166970304/27/2017D/AIndefinite$14,955,813
UBS FINANCIAL SERVICES INC.8174UBS GS INVESTMENT PARTNERS (OFFSHORE), LTD.154159406/13/2012D/AIndefinite$14,896,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/18/2013D/A$21,953,799$14,894,833

2,156 Results

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