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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,951-1,960 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/03/2014D/A$21,449,336$17,874,447
UBS FINANCIAL SERVICES INC.8174Lighthouse Multi-Strategy Fund Ltd149781002/21/2012D/AIndefinite$17,715,372
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/01/2009D/A$33,203,700$17,144,822
UBS FINANCIAL SERVICES INC.8174UBS Global Alpha Strategies Ltd118146603/28/2012D/AIndefinite$17,001,444
UBS FINANCIAL SERVICES INC.8174UBS GLOBAL ALPHA STRATEGIES LTD118146603/28/2013D/AIndefinite$17,001,444
UBS FINANCIAL SERVICES INC.8174UBS GLOBAL ALPHA STRATEGIES LTD118146603/28/2014D/AIndefinite$17,001,444
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585608/13/2015D/A$19,972,998$16,644,165
UBS FINANCIAL SERVICES INC.8174Lighthouse Navigator Fund Ltd149781003/08/2011D/AIndefinite$16,636,949
UBS FINANCIAL SERVICES INC.8174Lighthouse Navigator Fund Ltd149781006/24/2011D/AIndefinite$16,636,949
UBS FINANCIAL SERVICES INC.8174Lighthouse Multi-Strategy Fund Ltd149781011/07/2011D/AIndefinite$16,636,949

2,156 Results

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