Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 1,941-1,950 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P.	1558965	01/14/2014	D/A	Indefinite	$18,670,000
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital Long Only, L.P.	1572909	03/18/2015	D/A	Indefinite	$18,561,500
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund LLC	1800997	02/08/2021	D/A	Indefinite	$18,550,003
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/05/2014	D/A	$21,841,935	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/16/2015	D/A	$21,841,935	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/15/2016	D/A	$21,841,935	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/22/2017	D/A	$21,841,935	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PLUS FUND LP	927011	03/11/2011	D/A	Indefinite	$18,011,153
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PLUS FUND LP	927011	03/16/2009	D/A	Indefinite	$18,001,153
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PLUS FUND LP	927011	03/12/2010	D/A	Indefinite	$18,001,153