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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,931-1,940 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585608/04/2016D/A$25,477,194$21,230,995
UBS FINANCIAL SERVICES INC.8174Neuberger Berman GTAA Fund I, L.P.137274201/14/2011D/AIndefinite$20,936,738
UBS FINANCIAL SERVICES INC.8174Crestline ERISA Fund, Ltd.144706803/05/2010D/AIndefinite$20,750,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/31/2011D/A$37,434,518$20,670,504
UBS FINANCIAL SERVICES INC.8174Nineteen77 Environmental Focus Fund (Delaware) LLC181487904/07/2021D/AIndefinite$20,550,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/08/2015D/A$24,587,848$20,489,874
UBS FINANCIAL SERVICES INC.8174O'Connor US Equities Long/Short Select LLC156255212/11/2015D/AIndefinite$20,071,458
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/08/2015D/A$28,327,180$19,605,984
UBS FINANCIAL SERVICES INC.8174WorldQuant Millennium WMQS GEAE Offshore Fund (iCapital), L.P.173992306/05/2019D/AIndefinite$19,235,000
UBS FINANCIAL SERVICES INC.8174WorldQuant Millennium WMQS GEAE Offshore Fund (iCapital), L.P.173992306/22/2020D/AIndefinite$19,235,000

2,156 Results

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