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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,911-1,920 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Nineteen77 US Equities Long/Short Select LLC156255207/12/2017D/AIndefinite$24,526,458
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD.154159404/30/2014D/AIndefinite$24,521,000
UBS FINANCIAL SERVICES INC.8174O'Connor US Equities Long/Short Select LLC156255212/12/2016D/AIndefinite$24,376,458
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/17/2017D/A$29,118,790$24,265,659
UBS FINANCIAL SERVICES INC.8174UBS Distressed Partners, L.L.C.145130511/17/2009D/AIndefinite$24,252,500
UBS FINANCIAL SERVICES INC.8174Neuberger Berman GTAA Fund I LP137274206/19/2012D/AIndefinite$24,239,715
UBS FINANCIAL SERVICES INC.8174Neuberger Berman GTAA Fund I LP137274206/14/2013D/AIndefinite$24,239,715
UBS FINANCIAL SERVICES INC.8174Neuberger Berman GTAA Fund I LP137274207/20/2011D/AIndefinite$24,228,929
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/19/2017D/A$29,058,866$24,215,722
UBS FINANCIAL SERVICES INC.8174Cibus Anna Fund II L.P.192876605/12/2023D/AIndefinite$23,775,000

2,156 Results

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