Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,901-1,910 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	CCI HEALTHCARE PARTNERS, L.P.	1180853	05/11/2011	D/A	Indefinite	$26,245,066
UBS FINANCIAL SERVICES INC.	8174	ROGGE CAPITAL PARTNERS II LP	1395592	03/03/2010	D/A	Indefinite	$25,554,753
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	03/05/2014	D/A	Indefinite	$25,480,785
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	04/12/2013	D/A	Indefinite	$25,250,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund Ltd	1806216	03/13/2023	D/A	Indefinite	$25,155,000
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund Ltd	1806216	03/13/2023	D/A	Indefinite	$25,155,000
UBS FINANCIAL SERVICES INC.	8174	Infrastructure Investments Fund (iCapital), Ltd.	1822517	02/18/2022	D/A	Indefinite	$25,040,000
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD LONG OPPORTUNITY, LP	1565681	08/17/2017	D/A	Indefinite	$25,004,905
UBS FINANCIAL SERVICES INC.	8174	BlueMountain Summit Opportunities Fund II (Cayman) L.P.	1632058	08/18/2015	D/A	Indefinite	$24,940,500
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/10/2013	D/A	Indefinite	$24,673,000