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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,891-1,900 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE FUND LTD135721003/16/2010D/AIndefinite$28,517,039
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Holdings, L.P.164091906/23/2016D/AIndefinite$28,000,000
UBS FINANCIAL SERVICES INC.8174UBS GAVEA FUND, L.L.C.152238007/12/2012D/AIndefinite$27,841,829
UBS FINANCIAL SERVICES INC.8174UBS GAVEA FUND, L.L.C.152238009/12/2012D/AIndefinite$27,841,829
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585607/06/2017D/A$32,917,196$27,430,997
UBS FINANCIAL SERVICES INC.8174ROGGE CAPITAL PARTNERS II LP139559202/28/2011D/AIndefinite$27,079,753
UBS FINANCIAL SERVICES INC.8174Cibus Enterprise Fund II L.P.187631109/14/2022D/AIndefinite$26,953,999
UBS FINANCIAL SERVICES INC.8174GARGOYLE HEDGED VALUE FUND L P103485704/11/2011D/A$100,000,000$26,947,672
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/15/2011D/AIndefinite$26,632,285
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD.154159404/16/2015D/AIndefinite$26,471,000

2,156 Results

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