Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,871-1,880 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Crestline ERISA Fund, Ltd.	1447068	03/07/2011	D/A	Indefinite	$32,229,713
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	10/24/2013	D/A	Indefinite	$31,550,000
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	03/16/2010	D/A	Indefinite	$30,766,628
UBS FINANCIAL SERVICES INC.	8174	NEUBERGER BERMAN GTAA FUND I, LTD	1424673	06/19/2012	D/A	Indefinite	$30,554,732
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	09/16/2013	D/A	Indefinite	$30,550,000
UBS FINANCIAL SERVICES INC.	8174	NEUBERGER BERMAN GTAA FUND I, LTD	1424673	03/01/2011	D/A	Indefinite	$30,544,732
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Long/Short Fund II Ltd.	1322306	03/16/2010	D/A	Indefinite	$30,393,310
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Long/Short Fund II Ltd.	1322306	03/15/2011	D/A	Indefinite	$30,393,310
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Long/Short Fund II Ltd.	1322306	09/14/2011	D/A	Indefinite	$30,393,310
UBS FINANCIAL SERVICES INC.	8174	Cross Shore Overseas Fund, Ltd.	1447598	02/18/2011	D/A	Indefinite	$30,175,813