Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 1,861-1,870 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346210/26/2017D/AIndefinite$34,380,785
UBS FINANCIAL SERVICES INC.8174NEUBERGER BERMAN GTAA FUND I, LTD142467306/14/2013D/AIndefinite$34,144,732
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346202/24/2016D/AIndefinite$33,830,785
UBS FINANCIAL SERVICES INC.8174Alkeon Innovation Offshore Fund II, Private Series, LP185573206/10/2021D/AIndefinite$33,750,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/10/2014D/A$53,059,844$33,691,610
UBS FINANCIAL SERVICES INC.8174Solus Long-Term Opportunities Evergreen Fund Offshore LP173893910/09/2020D/AIndefinite$33,610,496
UBS FINANCIAL SERVICES INC.8174Solus Long-Term Opportunities Evergreen Fund Offshore LP173893910/08/2021D/AIndefinite$33,610,496
UBS FINANCIAL SERVICES INC.8174Solus Long-Term Opportunities Evergreen Fund Offshore LP173893910/07/2022D/AIndefinite$33,610,496
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346202/23/2017D/AIndefinite$33,180,785
UBS FINANCIAL SERVICES INC.8174Crestline Partners, L.P.106133506/22/2016D/AIndefinite$32,516,238

2,156 Results

Display: