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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,851-1,860 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Holdings, L.P.164091906/20/2023D/AIndefinite$37,618,900
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/09/2015D/A$45,109,935$37,591,613
UBS FINANCIAL SERVICES INC.8174Crestline Partners, L.P.106133506/22/2015D/AIndefinite$37,217,242
UBS FINANCIAL SERVICES INC.8174Portfolio Advisors Private Equity Fund 2017 (Offshore), L.P.172145507/30/2018D/AIndefinite$36,770,000
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.155118909/11/2013D/AIndefinite$36,404,000
UBS FINANCIAL SERVICES INC.8174UBS GAVEA FUND, L.L.C.152238009/11/2013D/AIndefinite$35,491,829
UBS FINANCIAL SERVICES INC.8174UBS GS INVESTMENT PARTNERS, L.L.C.154195505/14/2012D/AIndefinite$35,476,000
UBS FINANCIAL SERVICES INC.8174NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/28/2013D/A$54,639,373$35,007,883
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/15/2012D/AIndefinite$34,975,703
UBS FINANCIAL SERVICES INC.8174UBS Rialto Real Estate Fund, L.L.C.151981107/14/2011D/AIndefinite$34,737,500

2,156 Results

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