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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,841-1,850 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Cross Shore Overseas Fund, Ltd.144759803/01/2012D/AIndefinite$40,001,169
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/15/2013D/AIndefinite$39,975,703
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346210/26/2018D/AIndefinite$39,838,212
UBS FINANCIAL SERVICES INC.8174Avenue Aviation Opportunities Fund III (iCapital), L.P.180247712/06/2021D/AIndefinite$38,550,000
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD LONG OPPORTUNITY, LP156568108/17/2018D/AIndefinite$37,882,487
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Holdings, L.P.164091906/14/2018D/AIndefinite$37,618,900
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Holdings, L.P.164091906/14/2019D/AIndefinite$37,618,900
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Holdings, L.P.164091906/16/2020D/AIndefinite$37,618,900
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Holdings, L.P.164091906/17/2021D/AIndefinite$37,618,900
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Holdings, L.P.164091906/16/2022D/AIndefinite$37,618,900

2,156 Results

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