Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,841-1,850 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Cross Shore Overseas Fund, Ltd.	1447598	03/01/2012	D/A	Indefinite	$40,001,169
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/15/2013	D/A	Indefinite	$39,975,703
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/26/2018	D/A	Indefinite	$39,838,212
UBS FINANCIAL SERVICES INC.	8174	Avenue Aviation Opportunities Fund III (iCapital), L.P.	1802477	12/06/2021	D/A	Indefinite	$38,550,000
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD LONG OPPORTUNITY, LP	1565681	08/17/2018	D/A	Indefinite	$37,882,487
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/14/2018	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/14/2019	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/16/2020	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/17/2021	D/A	Indefinite	$37,618,900
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/16/2022	D/A	Indefinite	$37,618,900