Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,811-1,820 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/25/2020	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/28/2021	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/28/2022	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	03/02/2016	D/A	Indefinite	$46,341,999
UBS FINANCIAL SERVICES INC.	8174	UBS Distressed Partners, L.L.C.	1451305	12/02/2010	D/A	Indefinite	$46,339,250
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GAVEA FUND, L.L.C.	1522380	04/16/2015	D/A	Indefinite	$46,309,329
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	03/05/2015	D/A	Indefinite	$46,221,214
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Environmental Focus Fund (Cayman) Ltd	1814815	04/04/2022	D/A	Indefinite	$46,173,730
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Environmental Focus Fund (Cayman) Ltd	1814815	04/07/2022	D/A	Indefinite	$46,173,730
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/17/2014	D/A	Indefinite	$46,120,703