Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Search by Recipient Name or Primary Issuer:

Displaying 1,801-1,810 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/27/2021	D/A	Indefinite	$47,951,429
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/26/2022	D/A	Indefinite	$47,951,429
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	09/01/2017	D/A	Indefinite	$47,939,603
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/31/2018	D/A	Indefinite	$47,939,603
UBS FINANCIAL SERVICES INC.	8174	RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	08/30/2019	D/A	Indefinite	$47,939,603
UBS FINANCIAL SERVICES INC.	8174	UBS Masters Fund, L.L.C.	947895	05/13/2009	D/A	Indefinite	$47,639,764
UBS FINANCIAL SERVICES INC.	8174	MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	09/02/2016	D/A	Indefinite	$47,476,296
UBS FINANCIAL SERVICES INC.	8174	MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P	1376082	09/03/2015	D/A	Indefinite	$46,386,407
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/24/2018	D/A	Indefinite	$46,350,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/24/2019	D/A	Indefinite	$46,350,000