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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,791-1,800 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/19/2018D/AIndefinite$49,236,979
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/17/2017D/AIndefinite$49,176,979
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD LONG OPPORTUNITY, LP156568108/19/2021D/AIndefinite$48,863,037
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/17/2016D/AIndefinite$48,510,703
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS GAVEA FUND, L.L.C.152238004/20/2017D/AIndefinite$48,484,329
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL OFFSHORE FUND LTD135721003/16/2012D/AIndefinite$48,427,075
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Global Diversified Strategies Ltd152922308/30/2013D/AIndefinite$48,338,398
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/17/2015D/AIndefinite$48,115,703
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS GAVEA FUND, L.L.C.152238004/15/2016D/AIndefinite$48,084,329
UBS FINANCIAL SERVICES INC.8174RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P137608208/28/2020D/AIndefinite$47,951,429

2,156 Results

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