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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,781-1,790 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174UBS Masters Fund, L.L.C.94789512/02/2009D/AIndefinite$53,039,764
UBS FINANCIAL SERVICES INC.8174MPM ONCOLOGY INNOVATIONS FUND LP171996007/01/2019D/A$200,000,000$52,650,002
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/19/2020D/AIndefinite$51,911,797
UBS FINANCIAL SERVICES INC.8174Cross Shore Overseas Fund, Ltd.144759802/26/2014D/AIndefinite$51,651,169
UBS FINANCIAL SERVICES INC.8174Cavendish Futures Fund LLC156262203/04/2014D/AIndefinite$51,252,984
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund II, Ltd.150346210/25/2019D/AIndefinite$50,224,212
UBS FINANCIAL SERVICES INC.8174DORCHESTER CAPITAL INTERNATIONAL LTD129148401/15/2016D/AIndefinite$49,685,268
UBS FINANCIAL SERVICES INC.8174O'Connor Fund of Funds: Global Diversified Strategies Ltd152922312/06/2013D/AIndefinite$49,617,033
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Holdings, L.P.164091906/23/2017D/AIndefinite$49,377,209
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/19/2019D/AIndefinite$49,286,797

2,156 Results

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