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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,761-1,770 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Third Point Ultra Onshore LP175197710/29/2019D/AIndefinite$58,171,364
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND III, L.L.C.155774710/09/2012D/AIndefinite$58,135,000
UBS FINANCIAL SERVICES INC.8174AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.177946811/25/2020D/AIndefinite$57,353,740
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/21/2023D/AIndefinite$56,635,797
UBS FINANCIAL SERVICES INC.8174A&Q Global Diversified Strategies Fund Ltd152922305/22/2014D/AIndefinite$56,150,302
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund, Ltd.127883703/05/2014D/AIndefinite$56,147,581
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.154195504/14/2014D/AIndefinite$55,776,000
UBS FINANCIAL SERVICES INC.8174CORSAIR CAPITAL PARTNERS 100 LP145553603/21/2022D/AIndefinite$55,005,797
UBS FINANCIAL SERVICES INC.8174UBS GS INVESTMENT PARTNERS, L.L.C.154195506/12/2013D/AIndefinite$54,176,000
UBS FINANCIAL SERVICES INC.8174LionHedge Paulson Advantage Plus Fund, L.P.146434510/23/2013D/AIndefinite$54,030,767

2,156 Results

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