Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

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Displaying 1,751-1,760 out of 2,156 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/29/2015	D/A	Indefinite	$60,270,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C.	1551189	09/10/2014	D/A	Indefinite	$60,232,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C.	1541955	04/16/2015	D/A	Indefinite	$60,104,000
UBS FINANCIAL SERVICES INC.	8174	RCP OFFSHORE FUND LTD	1413071	03/13/2009	D/A	Indefinite	$59,989,283
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund Ltd.	1679896	12/10/2019	D/A	Indefinite	$59,817,275
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund Ltd.	1679896	12/10/2020	D/A	Indefinite	$59,817,275
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund Ltd.	1679896	12/10/2021	D/A	Indefinite	$59,817,275
UBS FINANCIAL SERVICES INC.	8174	Bardin Hill Event-Driven Fund Ltd.	1679896	12/09/2022	D/A	Indefinite	$59,817,275
UBS FINANCIAL SERVICES INC.	8174	Cross Shore Overseas Fund, Ltd.	1447598	02/24/2015	D/A	Indefinite	$59,751,169
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	11/25/2020	D/A	Indefinite	$58,898,627