Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Clear Filters

Sort by:

Displaying 1,741-1,750 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174A&Q Neutral Alpha Strategies Ltd127698812/18/2019D/AIndefinite$64,669,871
UBS FINANCIAL SERVICES INC.8174UBS Rialto Real Estate Fund, L.L.C.151981108/12/2011D/AIndefinite$64,437,500
UBS FINANCIAL SERVICES INC.8174JAM Offshore Investors Ltd173469908/15/2019D/AIndefinite$63,714,673
UBS FINANCIAL SERVICES INC.8174JAM Offshore Investors Ltd173469908/14/2020D/AIndefinite$63,714,673
UBS FINANCIAL SERVICES INC.8174JAM Offshore Investors Ltd173469902/24/2021D/AIndefinite$63,714,673
UBS FINANCIAL SERVICES INC.8174JAM Offshore Investors Ltd173469902/22/2022D/AIndefinite$63,714,673
UBS FINANCIAL SERVICES INC.8174JAM Offshore Investors Ltd173469902/22/2023D/AIndefinite$63,714,673
UBS FINANCIAL SERVICES INC.8174A&Q Neutral Alpha Strategies Ltd127698812/15/2017D/AIndefinite$60,669,871
UBS FINANCIAL SERVICES INC.8174A&Q Neutral Alpha Strategies Ltd127698812/18/2018D/AIndefinite$60,669,871
UBS FINANCIAL SERVICES INC.8174RCP OFFSHORE FUND LTD141307103/03/2010D/AIndefinite$60,599,283

2,156 Results

Display: