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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,701-1,710 out of 2,156 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174TERRAPIN OFFSHORE FUND OF FUNDS LTD134713806/28/2013D/AIndefinite$76,735,119
UBS FINANCIAL SERVICES INC.8174BlueMountain Summit Opportunities Fund II (US) L.P.163205608/18/2015D/AIndefinite$76,600,000
UBS FINANCIAL SERVICES INC.8174UBS MILLENNIUM FUND (OFFSHORE), LTD.152152910/13/2011D/AIndefinite$75,426,811
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Offshore Fund, Ltd.127883711/02/2015D/AIndefinite$75,272,964
UBS FINANCIAL SERVICES INC.8174Crestline Offshore Fund, Ltd.116258506/22/2016D/AIndefinite$74,627,266
UBS FINANCIAL SERVICES INC.8174TERRAPIN OFFSHORE FUND OF FUNDS LTD134713803/15/2010D/AIndefinite$74,315,220
UBS FINANCIAL SERVICES INC.8174TERRAPIN OFFSHORE FUND OF FUNDS LTD134713803/16/2010D/AIndefinite$74,315,220
UBS FINANCIAL SERVICES INC.8174TERRAPIN OFFSHORE FUND OF FUNDS LTD134713803/15/2011D/AIndefinite$74,315,120
UBS FINANCIAL SERVICES INC.8174Infrastructure Investments Fund (iCapital), Ltd.182251704/24/2023D/AIndefinite$73,200,000
UBS FINANCIAL SERVICES INC.8174TERRAPIN OFFSHORE FUND OF FUNDS LTD134713803/13/2009D/AIndefinite$73,115,120

2,156 Results

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